DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Yellowstone Partners

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Timothy William FloydLPL Financial LLC otherYellowstone Partners otherOtherJun 10, 2016Aug 19, 2016 (70 d)
Charles Steven SeraFerguson Investment Services Pllc otherYellowstone Partners otherOtherJan 14, 2016Mar 1, 2016 (47 d)
Joshua ManwaringSecure Investment Management, LLC otherYellowstone Partners otherOtherAug 18, 2015Oct 6, 2015 (49 d)
Laura Alice EvansMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseYellowstone Partners otherOtherAug 30, 2014Sep 26, 2014
James Patrick JenkinsDemars Financial Group LLC independent RIAYellowstone Partners otherOtherMay 29, 2013May 2, 2013
George Michael PerrosStifel, Nicolaus & Company, Incorporated national BDYellowstone Partners otherOtherMay 6, 2013May 15, 2013
Justin Brooks HardestyGreenport Financial Advisers Inc. otherYellowstone Partners otherOtherFeb 10, 2012Feb 16, 2012
Mark Stephen JohnsonZions Capital Advisors, Inc. otherYellowstone Partners otherOtherSep 27, 2011Sep 30, 2011
Brock Benjamin BowdenZions Capital Advisors, Inc. otherYellowstone Partners otherOtherApr 16, 2010Jul 15, 2010 (90 d)
Eric Quinton StatsWind River Advisors, L.L.C. unclassifiedYellowstone Partners otherOtherDec 31, 2009Jul 10, 2009
Richard Kent BairdWind River Advisors, L.L.C. unclassifiedYellowstone Partners otherOtherDec 31, 2009Aug 4, 2010 (216 d)
Kevin Michael DonovanZions Capital Advisors, Inc. otherYellowstone Partners otherOtherOct 26, 2009Dec 18, 2009 (53 d)
John Franklyn Lutz Jr.Wells Fargo Investments, LLC unclassifiedYellowstone Partners otherOtherOct 6, 2009Dec 21, 2009 (76 d)
Donald Cutler WiscombCitigroup Global Markets Inc. otherYellowstone Partners otherOtherApr 27, 2009May 5, 2009
Ross Morrell BowenOsaic Fa, Inc. otherYellowstone Partners otherOtherOct 9, 2003Jan 19, 2012 (3024 d)
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15 moves match.