DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Everest Financial Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Ryan Kaufman | Great Waters Financial independent RIA | Everest Financial Group independent RIA | RIA to RIA | Mar 6, 2026 | Mar 20, 2026 |
| Kevin Edward Seales | Osaic Wealth, Inc. BD affiliated | Everest Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | May 27, 2025 | May 29, 2025 |
| Phoebe Taylor Bird | Charles Schwab & Co., Inc. national BD | Everest Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 30, 2022 | Nov 29, 2022 |
| Paul W Muscat | Morgan Stanley wirehouse | Everest Financial Group independent RIA | Wirehouse to independent RIA | Apr 21, 2022 | Jun 2, 2022 (42 d) |
| Joseph Norman Johnston | Securities America Advisors, Inc. BD affiliated | Everest Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 3, 2021 | Oct 18, 2021 |
| Julieann Elizabeth Schroeder | Usadvisors Wealth Management, LLC independent RIA | Everest Financial Group independent RIA | RIA to RIA | Jan 13, 2020 | Jan 2, 2020 |
| Jacob Winters | Ameriprise Financial Services, LLC national BD | Everest Financial Group other | Other | Oct 25, 2016 | Jan 6, 2017 (73 d) |
| Connie Ann Van Ornum | Voya Financial Advisors, Inc. other | Everest Financial Group other | Other | Dec 1, 2014 | Dec 3, 2014 |
| Douglas Miles Mock | Focus Financial other | Everest Financial Group other | Other | Dec 31, 2006 | Jan 31, 2014 (2588 d) |
| King Samuel Kearns | Focus Financial other | Everest Financial Group other | Other | Jan 17, 2006 | Feb 8, 2008 (752 d) |
| Tiow Dennis Chan | Focus Financial other | Everest Financial Group other | Other | Dec 31, 2005 | Jan 30, 2014 (2952 d) |
| Nikolas Paul Wogstad | Focus Financial other | Everest Financial Group other | Other | Dec 5, 2005 | Jan 31, 2014 (2979 d) |
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12 moves match.