DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Chapwood Capital Investment Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Kelly Sandstrom | MML Investors Services, LLC BD affiliated | Chapwood Capital Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 11, 2024 | Apr 26, 2024 (46 d) |
| Sarah H Mcgrane | J.P. Morgan Securities LLC wirehouse | Chapwood Capital Investment Management, LLC other | Other | Apr 26, 2012 | Jun 25, 2012 (60 d) |
| Heather Lynn Brown | Lehman Brothers Inc. unclassified | Chapwood Capital Investment Management, LLC other | Other | Aug 13, 2008 | Aug 2, 2010 (719 d) |
| Robert Raymond Borowczak | Morgan Stanley & Co. LLC unclassified | Chapwood Capital Investment Management, LLC other | Other | Jul 22, 2008 | Jul 30, 2008 |
| Kim Meyers Sams | J.P. Morgan Securities LLC wirehouse | Chapwood Capital Investment Management, LLC other | Other | Aug 22, 2005 | Jan 12, 2006 (143 d) |
| Edward Butowsky | J.P. Morgan Securities LLC wirehouse | Chapwood Capital Investment Management, LLC other | Other | Jun 28, 2005 | Dec 1, 2006 (521 d) |
Page 1 of 1
6 moves match.