DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Financial Action, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brandon Michael Ridenour | Kassira Wealth Management, LLC independent RIA | Financial Action, Inc. independent RIA | RIA to RIA | Apr 22, 2024 | Jun 24, 2024 (63 d) |
| Brandon M Williams | T. Rowe Price Advisory Services, Inc. independent RIA | Financial Action, Inc. independent RIA | RIA to RIA | Jul 2, 2019 | Jul 8, 2019 |
| Kerry Joseph Hilsabeck | Three Points Financial, Inc. independent RIA | Financial Action, Inc. independent RIA | RIA to RIA | Jun 28, 2019 | May 18, 2020 (325 d) |
| Jason John Roque | J.P. Morgan Securities LLC wirehouse | Financial Action, Inc. independent RIA | Wirehouse to independent RIA | Jul 31, 2013 | Jul 26, 2013 |
| David James Mannaioni | Investment Advisors International, Inc. unclassified | Financial Action, Inc. independent RIA | Other | Dec 31, 2010 | Jan 5, 2011 |
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5 moves match.