DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Water Oak Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Vivien JohnsonMorgan Stanley wirehouseWater Oak Advisors, LLC independent RIAWirehouse to independent RIAJun 20, 2019Jul 17, 2019
Jonathan Colby WinslowOnedigital otherWater Oak Advisors, LLC otherOtherApr 16, 2015Apr 6, 2015
Ron W HensonSchwab Wealth Advisory, Inc. otherWater Oak Advisors, LLC otherOtherAug 26, 2014Aug 22, 2014
Grant Stephen FrederickMercer Global Advisors Inc. otherWater Oak Advisors, LLC otherOtherSep 3, 2013Sep 12, 2013
Wayne Lewis BarberChurchill Management Group otherWater Oak Advisors, LLC otherOtherAug 7, 2013Oct 1, 2013 (55 d)
Gregory J MendozaCharles Schwab & Co., Inc. national BDWater Oak Advisors, LLC otherOtherApr 1, 2013Jun 3, 2013 (63 d)
Robert E OverallStrategic Advisers LLC national BDWater Oak Advisors, LLC otherOtherAug 22, 2011Oct 3, 2012 (408 d)
Scott J MacaioneStrategic Advisers LLC national BDWater Oak Advisors, LLC otherOtherMar 30, 2011May 25, 2011 (56 d)
Christopher HylenCapital Management Group unclassifiedWater Oak Advisors, LLC otherOtherJan 16, 2007Feb 16, 2007 (31 d)
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9 moves match.