DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Dakota Wealth, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Marilyn Ashley Rios | Genery Wealth Management, LLC unclassified | Dakota Wealth, LLC other | Other | Feb 28, 2019 | Feb 2, 2017 |
| Jill Debra Rance | Svb Wealth independent RIA | Dakota Wealth, LLC independent RIA | RIA to RIA | May 23, 2018 | Jun 14, 2018 |
| Brett William Orvieto | Capital Analysts BD affiliated | Dakota Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 8, 2018 | Jun 13, 2018 (36 d) |
| William John Mikus | Svb Wealth other | Dakota Wealth, LLC independent RIA | Other | Feb 21, 2018 | Jun 8, 2018 (107 d) |
| Bryan Paul Keller | Svb Wealth other | Dakota Wealth, LLC independent RIA | Other | Oct 11, 2017 | Jun 21, 2018 (253 d) |
| Peter John Raimondi | Svb Wealth other | Dakota Wealth, LLC independent RIA | Other | May 6, 2016 | Jun 12, 2018 (767 d) |
| Myranda Jane Obara | Hugh Johnson Advisors LLC other | Dakota Wealth, LLC other | Other | Feb 26, 2007 | Apr 2, 2007 (35 d) |
| John Frederick Desimone | Castleguard Wealth Management, Ltd unclassified | Dakota Wealth, LLC other | Other | Dec 31, 2006 | Jan 31, 2007 (31 d) |
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8 moves match.