DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Nepsis, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Laura Rose Haupt | Facet independent RIA | Nepsis, Inc. independent RIA | RIA to RIA | Oct 17, 2024 | Oct 31, 2024 |
| Malia M Haskins | RBC Capital Markets, LLC national BD | Nepsis, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 25, 2024 | Jul 12, 2024 |
| Edward Robert Stober | Choreo, LLC independent RIA | Nepsis, Inc. independent RIA | RIA to RIA | Jan 30, 2024 | Feb 6, 2024 |
| Craig Michael Golden | Northwestern Mutual Investment Services,LLC no RAUM | Nepsis, Inc. independent RIA | Other | Nov 1, 2023 | Apr 5, 2024 (156 d) |
| Darryl Joseph Chouinard | Heritage Wealth Management, LLC independent RIA | Nepsis, Inc. independent RIA | RIA to RIA | Jan 25, 2023 | Jan 23, 2023 |
| Kurt James Obermiller | Heritage Wealth Management, LLC independent RIA | Nepsis, Inc. independent RIA | RIA to RIA | Jun 3, 2022 | Jun 7, 2022 |
| Jason Strough | Mutual Of Omaha Investor Services, Inc. no RAUM | Nepsis, Inc. independent RIA | Other | Feb 8, 2022 | Jan 24, 2022 |
| David Eugene Paradise | LPL Financial LLC BD affiliated | Nepsis, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 28, 2021 | Jul 21, 2021 |
| David John Christianson | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Nepsis, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 30, 2020 | Dec 1, 2020 |
| Robert J Lewis | Bmo Harris Financial Advisors, Inc BD affiliated | Nepsis, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 28, 2018 | Sep 6, 2018 (70 d) |
| Charles Darwin Etzweiler | Thrivent Investment Management Inc. other | Nepsis, Inc. independent RIA | Other | Oct 5, 2017 | Jan 2, 2018 (89 d) |
| Jeffrey Lynn Augspurger | Nepsis Advisor Services, Inc. other | Nepsis, Inc. other | Other | Dec 31, 2015 | Feb 6, 2016 (37 d) |
| Thomas Donald Schmid | Nepsis Advisor Services, Inc. other | Nepsis, Inc. other | Other | Dec 31, 2015 | Feb 6, 2016 (37 d) |
| Matthew Lynn Augspurger | Nepsis Advisor Services, Inc. other | Nepsis, Inc. other | Other | Dec 31, 2015 | Dec 23, 2015 |
| Joshua Michael Englund | Nepsis Advisor Services, Inc. other | Nepsis, Inc. other | Other | Dec 31, 2015 | Dec 23, 2015 |
| Kevin M Distad | Counsel Wealth Management, Inc. other | Nepsis, Inc. other | Other | Jul 22, 2015 | Jul 13, 2015 |
| Jonathan Todd Locklear | Pacific West Financial Consultants Inc other | Nepsis, Inc. other | Other | Mar 16, 2011 | Nov 7, 2011 (236 d) |
| Jeffrey Lynn Augspurger | Qa3 Financial LLC unclassified | Nepsis, Inc. other | Other | Feb 11, 2011 | Feb 22, 2011 |
| Matthew Lynn Augspurger | Qa3 Financial LLC unclassified | Nepsis, Inc. other | Other | Feb 11, 2011 | Feb 14, 2011 |
| Mark Ray Clark | Girard Securities, Inc. other | Nepsis, Inc. other | Other | Jun 21, 2010 | Apr 13, 2012 (662 d) |
| Mark William Pearson | Qa3 Financial LLC unclassified | Nepsis, Inc. other | Other | Dec 31, 2006 | Dec 9, 2013 (2535 d) |
| Charles Darwin Etzweiler | Fisher Investments other | Nepsis, Inc. other | Other | Jun 9, 2005 | Jan 17, 2012 (2413 d) |
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22 moves match.