DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Managed Account Advisors LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Chris ZitoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseManaged Account Advisors LLC independent RIAWirehouse to independent RIAJun 2, 2026Jun 1, 2026
Justin Robert CaponeMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseManaged Account Advisors LLC independent RIAWirehouse to independent RIAMar 23, 2026Mar 11, 2026
Yuequan WanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseManaged Account Advisors LLC independent RIAWirehouse to independent RIADec 12, 2022Aug 5, 2026 (1332 d)
Eric J GoldbergMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseManaged Account Advisors LLC independent RIAWirehouse to independent RIAJul 25, 2022Mar 4, 2025 (953 d)
Vincent M CarestiaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseManaged Account Advisors LLC independent RIAWirehouse to independent RIAJul 5, 2022Jul 11, 2022
Michael J MochanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseManaged Account Advisors LLC independent RIAWirehouse to independent RIASep 21, 2021Feb 2, 2022 (134 d)
Kathleen Rita DonawayMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseManaged Account Advisors LLC independent RIAWirehouse to independent RIAMar 26, 2021Feb 11, 2021
Timothy MunsonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseManaged Account Advisors LLC otherOtherSep 13, 2017Aug 30, 2017
Robert Spencer Van PeltMorgan Stanley wirehouseManaged Account Advisors LLC otherOtherNov 30, 2016Jan 9, 2017 (40 d)
Antonio DinuzzoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseManaged Account Advisors LLC otherOtherNov 30, 2016Nov 29, 2016
Jason Robert SchechterStrategic Advisers LLC national BDManaged Account Advisors LLC otherOtherNov 18, 2014Dec 26, 2014 (38 d)
Robert SantoroMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseManaged Account Advisors LLC otherOtherFeb 4, 2013Jan 31, 2013
Gary QuinzelMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseManaged Account Advisors LLC otherOtherFeb 1, 2013Jan 31, 2013
Timothy Francis GoodwinMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseManaged Account Advisors LLC otherOtherNov 15, 2010Nov 15, 2010
Elena MakovskayaBlackrock Investment Management, LLC otherManaged Account Advisors LLC otherOtherDec 2, 2008Dec 15, 2008
Claudia A MuindiBlackrock Investment Management, LLC otherManaged Account Advisors LLC otherOtherOct 2, 2008Oct 22, 2008
John Joseph CapelliMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseManaged Account Advisors LLC otherOtherSep 26, 2008Oct 30, 2008 (34 d)
Carol M LograssoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseManaged Account Advisors LLC otherOtherSep 3, 2008Oct 15, 2008 (42 d)
Carlos NarvaezAlliancebernstein L.P. otherManaged Account Advisors LLC otherOtherNov 30, 2007Dec 14, 2007
Bryan WilczewskiMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseManaged Account Advisors LLC otherOtherJul 10, 2007Jul 10, 2007
James Mark LavanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseManaged Account Advisors LLC otherOtherJul 6, 2007Jul 5, 2007
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21 moves match.