DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wise Wealth, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark Turner Riefer | Bright Portfolios, LLC asset manager | Wise Wealth, LLC independent RIA | Other | Aug 18, 2025 | Jan 26, 2024 |
| Brian Keith Wronko | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wise Wealth, LLC independent RIA | Wirehouse to independent RIA | May 16, 2023 | May 14, 2023 |
| Brandon Michael Smith | Creative Planning independent RIA | Wise Wealth, LLC independent RIA | RIA to RIA | Apr 17, 2023 | May 9, 2023 |
| Marvin L Musick | Sequent Planning, LLC independent RIA | Wise Wealth, LLC independent RIA | RIA to RIA | Nov 17, 2022 | Mar 9, 2023 (112 d) |
| Nicholas Lawrence Phillips | American Century Investments Private Client Group, Inc. BD affiliated | Wise Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2022 | Aug 19, 2022 |
| Todd Michael Kross | M&T Securities, Inc. unclassified | Wise Wealth, LLC independent RIA | Other | Jun 9, 2021 | Aug 12, 2021 (64 d) |
| Melissa Dea Daigle | American Century Investments Private Client Group, Inc. BD affiliated | Wise Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 17, 2020 | Jul 6, 2020 |
| Jonathan A Dold | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wise Wealth, LLC independent RIA | Wirehouse to independent RIA | Apr 4, 2017 | Mar 31, 2017 |
| Samantha Marie Compton | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wise Wealth, LLC independent RIA | Wirehouse to independent RIA | Nov 11, 2016 | Nov 7, 2016 |
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9 moves match.