DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Royal Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Jon Nagelvoort | Fifth Third Securities, Inc. other | Royal Advisors, LLC other | Other | Sep 29, 2014 | Sep 24, 2014 |
| Stephen Claude Carter | Regal Investment Advisors LLC other | Royal Advisors, LLC other | Other | Mar 14, 2014 | May 5, 2014 (52 d) |
| Jason E Wagenmaker | Osaic Fa, Inc. other | Royal Advisors, LLC other | Other | Mar 13, 2014 | Mar 19, 2014 |
| Vanessa Trinh Ly | Edward Jones national BD | Royal Advisors, LLC other | Other | Nov 7, 2012 | Sep 19, 2013 (316 d) |
| Mark Brennan Kelly | Wells Fargo Advisors wirehouse | Royal Advisors, LLC other | Other | May 22, 2012 | May 22, 2012 |
| Larry Andreano | Oppenheimer & Co. Inc. other | Royal Advisors, LLC other | Other | Nov 4, 2010 | Dec 10, 2010 (36 d) |
| Bradley W. Raines | Edward Jones national BD | Royal Advisors, LLC other | Other | Jan 20, 2010 | Jan 20, 2010 |
| Richard Ronald Jensen | Pruco Securities, LLC other | Royal Advisors, LLC other | Other | Oct 27, 2006 | Dec 15, 2008 (780 d) |
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8 moves match.