DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Fintrust Capital Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Spencer ColeStifel, Nicolaus & Company, Incorporated national BDFintrust Capital Advisors, LLC mixed wealthAffiliated broker-dealer or bank to independent RIANov 22, 2022Nov 21, 2022
Robert Blane BrooksStephens BD affiliatedFintrust Capital Advisors, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAOct 5, 2021Nov 12, 2021 (38 d)
Cassidy MurphyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFintrust Capital Advisors, LLC mixed wealthWirehouse to independent RIAJun 2, 2021Jun 9, 2021
Donna Lee RasileGreerwalker Wealth LLC independent RIAFintrust Capital Advisors, LLC mixed wealthRIA to RIAApr 13, 2020Jul 15, 2020 (93 d)
Philip Hamilton BriceGni Capital Inc. mixed wealthFintrust Capital Advisors, LLC otherOtherMar 25, 2019Mar 23, 2018
Allen Ray GillespieFintrust Investment Advisory Services, LLC otherFintrust Capital Advisors, LLC otherOtherMar 29, 2018Mar 23, 2018
Edward F BlackburnFintrust Investment Advisory Services, LLC otherFintrust Capital Advisors, LLC otherOtherMar 28, 2018Mar 23, 2018
William Michael GordonFintrust Investment Advisory Services, LLC otherFintrust Capital Advisors, LLC otherOtherMar 28, 2018Mar 23, 2018
Paul GordonFintrust Investment Advisory Services, LLC otherFintrust Capital Advisors, LLC otherOtherMar 28, 2018Mar 23, 2018
Archibald HardyFintrust Investment Advisory Services, LLC otherFintrust Capital Advisors, LLC otherOtherMar 28, 2018Mar 23, 2018
Brittany Chester BynumFintrust Investment Advisory Services, LLC otherFintrust Capital Advisors, LLC otherOtherMar 28, 2018Mar 23, 2018
David LewisFintrust Investment Advisory Services, LLC otherFintrust Capital Advisors, LLC otherOtherMar 28, 2018Mar 23, 2018
William B. KiblerFintrust Investment Advisory Services, LLC otherFintrust Capital Advisors, LLC otherOtherMar 28, 2018Mar 23, 2018
William E KiblerFintrust Investment Advisory Services, LLC otherFintrust Capital Advisors, LLC otherOtherMar 28, 2018Mar 23, 2018
Lee Ryan BrinsonPark Avenue Securities LLC otherFintrust Capital Advisors, LLC otherOtherMay 27, 2011Jun 6, 2011
Mark Joseph ManningAmerican Securities Group, Inc. unclassifiedFintrust Capital Advisors, LLC otherOtherNov 13, 2009Nov 23, 2009
Charles W. ManningAmerican Securities Group, Inc. unclassifiedFintrust Capital Advisors, LLC otherOtherOct 6, 2009Oct 21, 2009
Amy Hughes ParrishWells Fargo Advisors wirehouseFintrust Capital Advisors, LLC otherOtherApr 4, 2008May 16, 2008 (42 d)
John Arlington GholsonAmerican Securities Group, Inc. unclassifiedFintrust Capital Advisors, LLC otherOtherMar 10, 2008Jan 29, 2008
James Mercer TreadwellAmerican Securities Group, Inc. unclassifiedFintrust Capital Advisors, LLC otherOtherMar 10, 2008Feb 7, 2008
Harry Stephen PopperUBS Financial Services Inc. wirehouseFintrust Capital Advisors, LLC otherOtherApr 16, 2003May 7, 2012 (3309 d)
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21 moves match.