DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Lara, May & Associates, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Carlos Alberto RomeroAllstate Financial Advisors, LLC no RAUMLara, May & Associates, LLC otherOtherJun 21, 2012Jul 17, 2012
Richard RomeroBb&T Investment Services, Inc. no RAUMLara, May & Associates, LLC otherOtherJun 5, 2012Jun 11, 2012
Matthew Allen VeenkerJ.P. Morgan Securities LLC wirehouseLara, May & Associates, LLC otherOtherOct 6, 2010Mar 2, 2011 (147 d)
Richard James GowMorgan Stanley wirehouseLara, May & Associates, LLC otherOtherMar 25, 2010Mar 19, 2010
Radford E BrogdenMorgan Stanley wirehouseLara, May & Associates, LLC otherOtherMar 23, 2010Mar 8, 2010
Paul Wayne CorleyMorgan Stanley wirehouseLara, May & Associates, LLC otherOtherAug 14, 2009Jul 22, 2009
Gregory Dean MattinglyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseLara, May & Associates, LLC otherOtherJan 2, 2008Jan 9, 2008
Ryan Patrick JoyceLara, Shull & May, Ltd unclassifiedLara, May & Associates, LLC otherOtherDec 31, 2007Jan 4, 2008
Edward Ronald LaraLara, Shull & May, Ltd unclassifiedLara, May & Associates, LLC otherOtherDec 31, 2007Jan 2, 2008
Mark Coleman MckaigLara, Shull & May, Ltd unclassifiedLara, May & Associates, LLC otherOtherDec 31, 2007Jan 4, 2008
Theodore James DoremusLara, Shull & May, Ltd unclassifiedLara, May & Associates, LLC otherOtherDec 31, 2007Jan 4, 2008
Sterling Dwight NeblettLara, Shull & May, Ltd unclassifiedLara, May & Associates, LLC otherOtherDec 31, 2007Jan 4, 2008
Wendy Ann PayneLara, Shull & May, Ltd unclassifiedLara, May & Associates, LLC otherOtherDec 31, 2007Jan 4, 2008
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13 moves match.