DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Gill Capital Partners
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Steven Davis Lynds | Empower Advisory Group, LLC BD affiliated | Gill Capital Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 23, 2024 | May 9, 2024 |
| Luke Daniel Fick | Fidelity Personal And Workplace Advisors BD affiliated | Gill Capital Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2023 | Jan 11, 2024 (99 d) |
| John Davenport Beaty | Raymond James & Associates, Inc. national BD | Gill Capital Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 5, 2020 | Dec 5, 2024 (1736 d) |
| Traci Lynn Sarmiento | Cherry Street Partners independent RIA | Gill Capital Partners independent RIA | RIA to RIA | Dec 31, 2019 | Mar 20, 2019 |
| David Otto Wolf | Synergy Wealth Advisors unclassified | Gill Capital Partners other | Other | Mar 17, 2017 | Mar 28, 2017 |
| Kayla Marie Benjamin | Curian Capital, LLC other | Gill Capital Partners other | Other | Mar 21, 2016 | Oct 20, 2016 (213 d) |
| Terri Lynn Propp | Wealth Legacy Institute, Inc. other | Gill Capital Partners other | Other | Nov 25, 2014 | Dec 17, 2014 |
| Daniel Richard Katz | Morgan Stanley wirehouse | Gill Capital Partners other | Other | Feb 19, 2013 | Jan 24, 2013 |
| Sarah Marie Schmitz | Truenorth, Inc. other | Gill Capital Partners other | Other | Apr 1, 2011 | Mar 1, 2013 (700 d) |
| Darin Michael Snow | Forvis Mazars Wealth Advisors, LLC other | Gill Capital Partners other | Other | Apr 6, 2010 | Apr 1, 2010 |
| James Robert O'Brien | O'Brien Capital Management, Inc. unclassified | Gill Capital Partners independent RIA | Other | Dec 31, 2005 | Jul 18, 2019 (4947 d) |
| John Sherwood Winslow | O'Brien Capital Management, Inc. unclassified | Gill Capital Partners other | Other | Dec 31, 2005 | Jan 21, 2004 |
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12 moves match.