DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Main Street Financial Solutions, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Crystal Dobson PrachylMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMain Street Financial Solutions, LLC independent RIAWirehouse to independent RIAAug 22, 2019Aug 2, 2019
Jonathan Craig BrandlMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMain Street Financial Solutions, LLC independent RIAWirehouse to independent RIAAug 14, 2019Oct 31, 2019 (78 d)
Marquis Charles HammettMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMain Street Financial Solutions, LLC independent RIAWirehouse to independent RIAAug 9, 2019Aug 2, 2019
Amy LeisJanney Montgomery Scott LLC BD affiliatedMain Street Financial Solutions, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 22, 2019Jul 19, 2019
Ayman EzzatMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMain Street Financial Solutions, LLC independent RIAWirehouse to independent RIAOct 25, 2018Oct 30, 2018
Kenneth Christopher PaulAlliance Wealth Management Group, LLC independent RIAMain Street Financial Solutions, LLC independent RIARIA to RIAMay 15, 2018May 22, 2018
Kaywan GhazizadehB. Riley Wealth Advisors, Inc. otherMain Street Financial Solutions, LLC otherOtherJun 2, 2017Jun 13, 2017
Jamahl Lodewyk MahmoodAccess Wealth otherMain Street Financial Solutions, LLC otherOtherMay 11, 2017May 10, 2017
John Jere MalzoneJjm Financial Strategies Inc no RAUMMain Street Financial Solutions, LLC otherOtherFeb 16, 2017Dec 27, 2016
Andrew Jackson MurphyUBS Financial Services Inc. wirehouseMain Street Financial Solutions, LLC otherOtherSep 20, 2016Oct 19, 2016
Jeffrey Johnston BuiceUBS Financial Services Inc. wirehouseMain Street Financial Solutions, LLC otherOtherSep 20, 2016Oct 24, 2016 (34 d)
Jennifer L HushionJl Hushion Financial Planning unclassifiedMain Street Financial Solutions, LLC otherOtherJul 4, 2016Jun 27, 2016
Michael Anthony BukowskiH. Beck, Inc. otherMain Street Financial Solutions, LLC otherOtherJun 16, 2016Jun 17, 2016
James J BevilleTimescale Financial, Inc. otherMain Street Financial Solutions, LLC otherOtherFeb 1, 2016Jan 20, 2016
M Thomas PabloArchetype Advisors, LLC otherMain Street Financial Solutions, LLC otherOtherApr 29, 2015May 12, 2015
Brian William DoeGratus Capital Management, LLC otherMain Street Financial Solutions, LLC otherOtherNov 25, 2013Nov 12, 2013
Elizabeth M BennettPnc Wealth Management otherMain Street Financial Solutions, LLC otherOtherNov 19, 2012Feb 6, 2013 (79 d)
Kerrie Jeanne DebbsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMain Street Financial Solutions, LLC otherOtherJul 6, 2012Jul 12, 2012
Linda Kennedy PylesValic Financial Advisors, Inc. otherMain Street Financial Solutions, LLC otherOtherJun 13, 2011Sep 12, 2012 (457 d)
Douglas Robert BuchanTilson Financial Group Inc otherMain Street Financial Solutions, LLC otherOtherMay 2, 2011May 4, 2011
Michael Scott MinterMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMain Street Financial Solutions, LLC otherOtherFeb 22, 2008Feb 26, 2008
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21 moves match.