DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Frost Investment Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brandon Michael SmithCapital Client Group, Inc. no RAUMFrost Investment Advisors, LLC asset managerOtherFeb 23, 2025Apr 30, 2025 (66 d)
Alexander John RokowskiCapital Client Group, Inc. no RAUMFrost Investment Advisors, LLC asset managerOtherJul 13, 2023Feb 27, 2024 (229 d)
Tyler James MillerCapital Client Group, Inc. no RAUMFrost Investment Advisors, LLC asset managerOtherMar 2, 2020Sep 1, 2020 (183 d)
Jared McferronFirst Command Advisory Services otherFrost Investment Advisors, LLC otherOtherAug 18, 2017Aug 29, 2017
Ryan Michael StruskiUsaa Financial Planning Services no RAUMFrost Investment Advisors, LLC asset managerOtherAug 15, 2017Feb 20, 2018 (189 d)
Harold Wayne ClemonsTam Portfolios, LLC otherFrost Investment Advisors, LLC otherOtherDec 31, 2014Jan 30, 2015
Jeffrey Douglas WrightRussell Investments otherFrost Investment Advisors, LLC otherOtherFeb 8, 2012Sep 12, 2017 (2043 d)
Robert Dean PfeiferCommerce Street Investment Management otherFrost Investment Advisors, LLC otherOtherAug 23, 2010Sep 9, 2010
Jonathan Mckay WaiteMckay Capital Management, LLC unclassifiedFrost Investment Advisors, LLC otherOtherJun 4, 2010Mar 9, 2017 (2470 d)
Timothy Paul AltreeA&S Capital Management, LLC unclassifiedFrost Investment Advisors, LLC otherOtherDec 31, 2008Jan 15, 2009
Florence Elizabeth VargasBanc Of America Investment Services, Inc. unclassifiedFrost Investment Advisors, LLC otherOtherSep 6, 2007May 30, 2012 (1728 d)
Christopher Michael CookProspera Financial Services, Inc. otherFrost Investment Advisors, LLC otherOtherFeb 20, 2007May 27, 2014 (2653 d)
Matthew Andrew ThompsonHodges Capital Management Inc otherFrost Investment Advisors, LLC otherOtherAug 29, 2003Aug 19, 2011 (2912 d)
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13 moves match.