DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Lebenthal Asset Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Barbara Lee DoranMorgan Stanley wirehouseLebenthal Asset Management, LLC otherOtherSep 8, 2015Aug 25, 2015
Alexander Pingol TuasonMorgan Stanley wirehouseLebenthal Asset Management, LLC otherOtherApr 7, 2014Mar 28, 2014
James JaneczekMorgan Stanley wirehouseLebenthal Asset Management, LLC otherOtherApr 7, 2014Apr 1, 2014
Leigh Thomas MogliaMorgan Stanley wirehouseLebenthal Asset Management, LLC otherOtherApr 7, 2014Apr 1, 2014
Mitchell Howard HirschIdb Capital Corp. unclassifiedLebenthal Asset Management, LLC otherOtherMar 4, 2008Mar 10, 2008
James Beymer LebenthalIdb Capital Corp. unclassifiedLebenthal Asset Management, LLC otherOtherMar 4, 2008Aug 17, 2009 (531 d)
Kenneth Phillip ArnoldIdb Capital Corp. unclassifiedLebenthal Asset Management, LLC otherOtherMar 4, 2008Mar 10, 2008
Michelle Marie SmithWells Fargo Advisors wirehouseLebenthal Asset Management, LLC otherOtherNov 6, 2006Apr 5, 2012 (1977 d)
Jennifer GonzalezJ.P. Morgan Securities LLC wirehouseLebenthal Asset Management, LLC otherOtherDec 31, 2004Jan 7, 2010 (1833 d)
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9 moves match.