DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Mainstreet Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joseph Jordan CrossonCapital Market Advisors, LLC state registeredMainstreet Advisors otherOtherMay 5, 2026May 6, 2026
Dwayne Miles KrpanBtc Capital Management otherMainstreet Advisors otherOtherNov 21, 2025Dec 16, 2025
Jonathan AdamsFifth Third Securities, Inc. BD affiliatedMainstreet Advisors mixed wealthAffiliated broker-dealer or bank to independent RIAAug 29, 2023Sep 6, 2023
Logan ClarkConvergence Financial independent RIAMainstreet Advisors mixed wealthRIA to RIAMar 31, 2023Apr 18, 2023
Cynthia Rose StroikThe Retirement Corporation Of America bank affiliatedMainstreet Advisors otherOtherAug 2, 2022Oct 4, 2021
Luis Enrique Teran RiveroBmo Direct Invest Inc. no RAUMMainstreet Advisors otherOtherFeb 24, 2022Mar 9, 2022
Tomasz GogolaEquitable Advisors, LLC national BDMainstreet Advisors otherOtherFeb 17, 2022Mar 9, 2022
Ellis Patrick ShanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMainstreet Advisors otherOtherFeb 11, 2020Feb 20, 2020
Mukti Ramesh VasanjiIconiq Capital, LLC otherMainstreet Advisors otherOtherMay 19, 2017Aug 1, 2020 (1170 d)
John M GormanTd Ameritrade, Inc. no RAUMMainstreet Advisors otherOtherOct 18, 2011Jan 31, 2020 (3027 d)
Charles Thomas SimkoFci Advisors otherMainstreet Advisors otherOtherAug 24, 2011Nov 3, 2011 (71 d)
John Andrew MariscalcoGunnallen Financial, Inc unclassifiedMainstreet Advisors otherOtherMar 30, 2010Jan 16, 2017 (2484 d)
Richard Jason MiltonWaterstone Financial Group, Inc. unclassifiedMainstreet Advisors otherOtherSep 4, 2009Mar 13, 2008
Alessandro UrbaniWright Investors Service Inc otherMainstreet Advisors otherOtherSep 2, 2009Jan 29, 2009
Ryan Patrick LaytonWells Fargo Investments, LLC unclassifiedMainstreet Advisors otherOtherJul 25, 2005Jun 9, 2011 (2145 d)
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15 moves match.