DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Princeton Global Asset Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
James A KilcommonsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePrinceton Global Asset Management LLC independent RIAWirehouse to independent RIAJun 24, 2026Jul 29, 2026 (35 d)
Matthew Jordan SeliharColorado Wealth Group LLC independent RIAPrinceton Global Asset Management LLC independent RIARIA to RIAOct 31, 2025Nov 6, 2025
Erica Susan BullingerBlackrock Investment Management, LLC otherPrinceton Global Asset Management LLC independent RIAOtherMar 11, 2025May 29, 2025 (79 d)
Matthew David GelfandMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePrinceton Global Asset Management LLC independent RIAWirehouse to independent RIADec 2, 2024Dec 3, 2024
Michael R MarshMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePrinceton Global Asset Management LLC independent RIAWirehouse to independent RIADec 2, 2024Dec 2, 2024
Tara Conti BansalPositive Impact Consulting LLC unclassifiedPrinceton Global Asset Management LLC independent RIAOtherDec 12, 2023Apr 7, 2022
Daniel John HanleySpoor Behrins Campbell & Young Securities Corp independent RIAPrinceton Global Asset Management LLC independent RIARIA to RIAJan 18, 2023Jan 30, 2023
George Brailsford WislarAcuity Wealth Management, LLC unclassifiedPrinceton Global Asset Management LLC independent RIAOtherJul 7, 2020May 15, 2026 (2138 d)
Richard Michael MoseleyAlpha Risk Management, LLC unclassifiedPrinceton Global Asset Management LLC independent RIAOtherDec 31, 2019Apr 20, 2026 (2302 d)
Brendan John McpoyleAffinity Wealth Management LLC independent RIAPrinceton Global Asset Management LLC independent RIARIA to RIAJun 12, 2019Jan 2, 2026 (2396 d)
Paul A LebowitzFountainhead Advisors independent RIAPrinceton Global Asset Management LLC independent RIARIA to RIAJan 22, 2019Apr 15, 2019 (83 d)
Mark PlinerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePrinceton Global Asset Management LLC independent RIAWirehouse to independent RIASep 4, 2018Sep 4, 2018
Robert G SpadafordPrepair Financial unclassifiedPrinceton Global Asset Management LLC otherOtherNov 1, 2017Sep 18, 2017
James Anthony KilcommonsPeople'S Securities, Inc. otherPrinceton Global Asset Management LLC independent RIAOtherJul 8, 2014Apr 26, 2024 (3580 d)
Joel HeymsfeldBlackrock Investment Management, LLC otherPrinceton Global Asset Management LLC otherOtherApr 30, 2014Feb 19, 2009
Brett Michael ShaverBlackrock Investment Management, LLC otherPrinceton Global Asset Management LLC otherOtherJan 7, 2011Dec 15, 2016 (2169 d)
Paul Jeffrey GerardBlackrock Investment Management, LLC otherPrinceton Global Asset Management LLC otherOtherMay 22, 2007Apr 16, 2009 (695 d)
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17 moves match.