DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Arq Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeffrey Edward Shiffra | Clarkston Capital Partners, LLC other | Arq Wealth Advisors, LLC independent RIA | Other | Apr 15, 2026 | Apr 19, 2026 |
| Rebecca Gail Wagner | Clarkston Capital Partners, LLC other | Arq Wealth Advisors, LLC independent RIA | Other | Apr 15, 2026 | May 29, 2026 (44 d) |
| Tracy Riordan | J.P. Morgan Securities LLC wirehouse | Arq Wealth Advisors, LLC independent RIA | Wirehouse to independent RIA | Sep 23, 2025 | Nov 3, 2025 (41 d) |
| William Darrell Lee | Clarkston Capital Partners, LLC mixed wealth | Arq Wealth Advisors, LLC independent RIA | RIA to RIA | Jul 1, 2025 | Jun 27, 2025 |
| Carly Marie Denial | Vanguard Advisers, Inc. BD affiliated | Arq Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 9, 2025 | May 19, 2025 |
| Justin Rivera | Motley Fool Wealth Management, LLC independent RIA | Arq Wealth Advisors, LLC independent RIA | RIA to RIA | Feb 10, 2025 | Mar 1, 2024 |
| Zachary Kendal Potter | Vanguard Advisers, Inc. BD affiliated | Arq Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | May 19, 2025 (139 d) |
| William Harcourt Lynn | U.S. Bancorp Investments, Inc. BD affiliated | Arq Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 7, 2023 | Jan 19, 2024 (43 d) |
| Brandon Mitchell Wyand | Empower Advisory Group, LLC BD affiliated | Arq Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2023 | Aug 25, 2023 |
| Matthew James Dunn | Stratos Wealth Partners, Ltd BD affiliated | Arq Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2021 | Aug 14, 2026 (1961 d) |
| Samuel Joseph Castaneda | LPL Financial LLC independent RIA | Arq Wealth Advisors, LLC independent RIA | RIA to RIA | Jan 23, 2019 | Feb 27, 2019 (35 d) |
| James Nelson Robinson | Trajan Wealth, L.L.C. other | Arq Wealth Advisors, LLC other | Other | Sep 16, 2014 | Oct 20, 2014 (34 d) |
| Joseph Christopher Gilligan | J.P. Morgan Securities LLC wirehouse | Arq Wealth Advisors, LLC independent RIA | Wirehouse to independent RIA | May 15, 2012 | Aug 28, 2019 (2661 d) |
| Carl Steven Mariner | Thrivent Investment Management Inc. other | Arq Wealth Advisors, LLC independent RIA | Other | Nov 29, 2011 | Sep 27, 2024 (4686 d) |
| Richard Alan Siegel | Vanguard Advisers, Inc. other | Arq Wealth Advisors, LLC independent RIA | Other | Jul 17, 2008 | Feb 20, 2025 (6062 d) |
| Gregory Courtland Yocum | Vanguard Advisers, Inc. other | Arq Wealth Advisors, LLC other | Other | Dec 15, 2005 | Jul 21, 2008 (949 d) |
| Jason Robert Lilly | Vanguard Advisers, Inc. other | Arq Wealth Advisors, LLC other | Other | Jul 11, 2005 | Apr 4, 2016 (3920 d) |
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17 moves match.