DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Financial Advocates Advisory Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Angela Elaine VlachFinancial Advocates Investment Management independent RIAFinancial Advocates Advisory Services no RAUMOtherMar 10, 2026Mar 5, 2012
Robert Raymond MusanteLPL Financial LLC BD affiliatedFinancial Advocates Advisory Services no RAUMOtherOct 21, 2019Jan 4, 2011
Tiffany Elise CoteFinancial Advocates Investment Management independent RIAFinancial Advocates Advisory Services no RAUMOtherOct 17, 2019Mar 5, 2012
Brenda Michelle BrownFinancial Advocates Investment Management otherFinancial Advocates Advisory Services no RAUMOtherApr 4, 2018Mar 5, 2012
Eric Scott WishanLPL Financial LLC independent RIAFinancial Advocates Advisory Services no RAUMRIA to a newly registered adviserFeb 6, 2018Jan 4, 2011
James Dean McdonaldLPL Financial LLC otherFinancial Advocates Advisory Services no RAUMOtherMar 2, 2017Jan 28, 2014
Steven Donald WoodleyLPL Financial LLC otherFinancial Advocates Advisory Services no RAUMOtherMar 2, 2017Jan 28, 2014
Matthew James GulsethLPL Financial LLC otherFinancial Advocates Advisory Services no RAUMOtherMar 2, 2017Jan 28, 2014
Daniel Robert StewartLPL Financial LLC otherFinancial Advocates Advisory Services no RAUMOtherMar 2, 2017Jan 28, 2014
Joshua Lin WolbergLPL Financial LLC otherFinancial Advocates Advisory Services no RAUMOtherSep 7, 2016Jan 28, 2014
Daniel John MurphyLPL Financial LLC otherFinancial Advocates Advisory Services no RAUMOtherMar 3, 2016Feb 6, 2014
Lee Stanley MartinLPL Financial LLC otherFinancial Advocates Advisory Services no RAUMOtherOct 29, 2015Dec 10, 2010
Michael Patrick BattLPL Financial LLC otherFinancial Advocates Advisory Services no RAUMOtherSep 4, 2012Jul 20, 2010
Ronald Lee GeerLPL Financial LLC otherFinancial Advocates Advisory Services no RAUMOtherMar 1, 2012Apr 19, 2010
Gary Ray CampbellDiversified Financial Advisors unclassifiedFinancial Advocates Advisory Services no RAUMOtherMay 14, 2010Oct 1, 2008
Linda Rose JensenDiversified Financial Advisors unclassifiedFinancial Advocates Advisory Services no RAUMOtherMay 14, 2010Oct 1, 2008
William Grant CraigDiversified Financial Advisors unclassifiedFinancial Advocates Advisory Services no RAUMOtherMay 14, 2010Oct 1, 2008
Mark Randall MagerDiversified Financial Advisors unclassifiedFinancial Advocates Advisory Services no RAUMOtherMay 14, 2010Oct 1, 2008
Sharla Rae CameronDiversified Financial Advisors unclassifiedFinancial Advocates Advisory Services no RAUMOtherMay 14, 2010Oct 1, 2008
Christopher John NiemelaSagepoint Financial, Inc. otherFinancial Advocates Advisory Services no RAUMOtherFeb 19, 2009Jul 30, 2010 (526 d)
Michael Robert BurgoyneLaurus Wealth Management unclassifiedFinancial Advocates Advisory Services no RAUMOtherJan 1, 2008Oct 2, 2013 (2101 d)
Walter David WarrenLaurus Wealth Management unclassifiedFinancial Advocates Advisory Services no RAUMOtherOct 16, 2007Mar 5, 2012 (1602 d)
Brian Kevin KerriganFirst Montauk Securities Corp. unclassifiedFinancial Advocates Advisory Services no RAUMOtherJun 13, 2006Oct 5, 2009 (1210 d)
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23 moves match.