DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Raleigh Capital Management Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Josiah James Frost | Janney Montgomery Scott LLC BD affiliated | Raleigh Capital Management Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 10, 2025 | Mar 18, 2026 (98 d) |
| Brent James Godwin | Redhawk Wealth Advisors, Inc. independent RIA | Raleigh Capital Management Inc. independent RIA | RIA to RIA | Oct 23, 2025 | Mar 6, 2026 (134 d) |
| Nicholas J Beglane | Strategic Advisers LLC national BD | Raleigh Capital Management Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2025 | Jan 8, 2026 (97 d) |
| Jacob Thomas Niles | Strategic Advisers LLC national BD | Raleigh Capital Management Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 18, 2025 | Jan 9, 2026 (113 d) |
| Jack Edward Erickson | Ameriprise Financial Services, LLC national BD | Raleigh Capital Management Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 26, 2024 | Apr 15, 2025 (140 d) |
| George Dylan Phipps | Cetera Investment Advisers LLC BD affiliated | Raleigh Capital Management Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 18, 2024 | Jul 4, 2024 (77 d) |
| Charles Vance Brantley | Morgan Stanley wirehouse | Raleigh Capital Management Inc. independent RIA | Wirehouse to independent RIA | Nov 22, 2023 | Sep 16, 2024 (299 d) |
| Travis Dayne Tracy | Creativeone Wealth, LLC other | Raleigh Capital Management Inc. independent RIA | Other | Dec 4, 2017 | Apr 9, 2018 (126 d) |
| Kevin Craig Cochran | Verity Asset Management other | Raleigh Capital Management Inc. independent RIA | Other | Jun 8, 2017 | Jun 10, 2017 |
| Brian Richard Raleigh | Financial West Group other | Raleigh Capital Management Inc. independent RIA | Other | Feb 12, 2009 | Jun 15, 2012 (1219 d) |
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10 moves match.