DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Dentist Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Victoria E Ferguson | Secfi Advisory Limited asset manager | Dentist Advisors independent RIA | Other | May 16, 2023 | Jun 2, 2023 |
| Amanda Bateman | Vanguard Advisers, Inc. BD affiliated | Dentist Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 23, 2021 | Jul 19, 2021 |
| Kristen Ehringer | Pnc Wealth Management BD affiliated | Dentist Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2020 | Apr 16, 2020 (35 d) |
| Jordan Anthony Haines | Sound Financial Planning, Inc. unclassified | Dentist Advisors independent RIA | Other | Jan 8, 2020 | Jan 2, 2020 |
| Eric Ray Francis | Charles Schwab & Co., Inc. national BD | Dentist Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2019 | Jan 9, 2019 |
| Cody Jay Murray | Ward Wealth Management Services, Inc. other | Dentist Advisors independent RIA | Other | Nov 12, 2018 | Nov 9, 2018 |
| Chad Edwards Kelley | Physician Wealth Advisors, Inc. independent RIA | Dentist Advisors independent RIA | RIA to RIA | Sep 7, 2018 | Sep 10, 2018 |
| James Andrew Murphy | Learnvest Planning Services, LLC no RAUM | Dentist Advisors independent RIA | Other | Jun 7, 2018 | Aug 31, 2020 (816 d) |
| Sean M Griffeth | Learnvest Planning Services, LLC no RAUM | Dentist Advisors independent RIA | Other | Jun 7, 2018 | Mar 21, 2025 (2479 d) |
| Matthew Warren Mulcock | Strategic Advisers LLC national BD | Dentist Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 27, 2018 | Sep 4, 2018 (220 d) |
| Reese J Harper | Woodbury Financial Services, Inc. other | Dentist Advisors independent RIA | Other | May 15, 2009 | May 19, 2009 |
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11 moves match.