DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Gl Investment Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Keith D. Lewandoski | Lewfin Partners unclassified | Gl Investment Services, LLC other | Other | Dec 3, 2015 | May 13, 2013 |
| Brendan Krebs | Fisher Investments other | Gl Investment Services, LLC other | Other | Aug 28, 2014 | Oct 20, 2014 (53 d) |
| Paul A Dowd | Valic Financial Advisors, Inc. other | Gl Investment Services, LLC other | Other | Dec 6, 2012 | Dec 18, 2012 |
| Christopher Laurence Garcia | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Gl Investment Services, LLC other | Other | Nov 8, 2012 | Dec 13, 2012 (35 d) |
| William Russell Green | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Gl Investment Services, LLC other | Other | Dec 16, 2011 | Jan 4, 2013 (385 d) |
| Michael B Regan | Tuttle Wealth Management, LLC other | Gl Investment Services, LLC other | Other | Nov 2, 2010 | Mar 31, 2011 (149 d) |
Page 1 of 1
6 moves match.