DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Ria Advisory Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John T LundBfc Planning, Inc. BD affiliatedRia Advisory Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 27, 2025Jul 14, 2025
Keaton FalkAmeritas Advisory Services, LLC BD affiliatedRia Advisory Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 11, 2024Jul 10, 2024
Tyler Mitchell Bookin-NosbischLPL Financial LLC BD affiliatedRia Advisory Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 13, 2024Mar 4, 2024
Chris WestonSecurities America Advisors, Inc. BD affiliatedRia Advisory Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 20, 2023Oct 9, 2024 (294 d)
Todd William AdamsAmeritas Advisory Services BD affiliatedRia Advisory Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 12, 2021Jun 26, 2026 (1901 d)
Nathan Dale FichterBalefire, LLC mixed wealthRia Advisory Group, LLC independent RIARIA to RIADec 4, 2020Dec 12, 2024 (1469 d)
Edward Allen SmithBalefire, LLC mixed wealthRia Advisory Group, LLC independent RIARIA to RIANov 20, 2020Aug 3, 2020
Andrew Hughes SusaninBalefire, LLC mixed wealthRia Advisory Group, LLC independent RIARIA to RIASep 15, 2020Aug 19, 2020
Christopher John HansonBalefire, LLC mixed wealthRia Advisory Group, LLC independent RIARIA to RIAAug 11, 2020Aug 6, 2020
Dana Gene RauschBalefire, LLC mixed wealthRia Advisory Group, LLC independent RIARIA to RIAAug 11, 2020Aug 14, 2020
Laurie Jo KetterlingBalefire, LLC mixed wealthRia Advisory Group, LLC independent RIARIA to RIAAug 11, 2020Aug 6, 2020
Patrick Michael MccabeBalefire, LLC mixed wealthRia Advisory Group, LLC independent RIARIA to RIAAug 11, 2020Aug 6, 2020
David Michael SuntkenBalefire, LLC mixed wealthRia Advisory Group, LLC independent RIARIA to RIAJul 24, 2020Aug 3, 2020
Mark Steven RobinsonMML Investors Services, LLC BD affiliatedRia Advisory Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 4, 2020Feb 8, 2020
Mary Louise GibbonsBalefire, LLC independent RIARia Advisory Group, LLC otherOtherMar 5, 2019Mar 1, 2019
Jeffrey Lawrence GibbonsBalefire, LLC independent RIARia Advisory Group, LLC otherOtherDec 31, 2017Sep 18, 2017
Kevin Keith KleinNorthwest Wealth Management, LLC otherRia Advisory Group, LLC otherOtherMar 14, 2014Mar 20, 2014
John Thomas PeakEa Advisors LLC unclassifiedRia Advisory Group, LLC otherOtherDec 31, 2012Sep 4, 2012
Kirk James BondIntegrity Alliance, LLC otherRia Advisory Group, LLC otherOtherJan 18, 2011Jan 13, 2011
Benjamin Allen HeckartCambridge Investment Research Advisors, Inc. otherRia Advisory Group, LLC otherOtherApr 23, 2010Feb 10, 2010
Brian Lee VestalCambridge Investment Research Advisors, Inc. otherRia Advisory Group, LLC otherOtherApr 23, 2010Feb 10, 2010
Page 1 of 1
21 moves match.