DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Southstate Advisory, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joseph Terence KeatingLanark Financial, Inc. BD affiliatedSouthstate Advisory, Inc. otherOtherMar 18, 2024Mar 29, 2024
Bradley K HumphriesColonial Trust Advisors, Inc. independent RIASouthstate Advisory, Inc. otherOtherSep 30, 2021Dec 22, 2021 (83 d)
Sara Averette JohnsonBb&T Securities, LLC BD affiliatedSouthstate Advisory, Inc. otherOtherMar 30, 2020Jan 1, 2021 (277 d)
Brian Alan BarkerMinis & Company independent RIASouthstate Advisory, Inc. otherOtherMay 20, 2019Feb 8, 2017
Martin Cadenhead McwilliamsMinis & Company independent RIASouthstate Advisory, Inc. otherOtherMay 20, 2019Feb 9, 2017
David Murray KirkpatrickMinis & Company independent RIASouthstate Advisory, Inc. otherOtherMay 20, 2019Feb 8, 2017
Mark Irvin AllenMinis & Company independent RIASouthstate Advisory, Inc. otherOtherApr 29, 2019Dec 4, 2017
Jennifer Ahendt ThompsonOak Advisors, LLC otherSouthstate Advisory, Inc. otherOtherOct 31, 2017Jan 14, 2025 (2632 d)
Robin Smith RosemanWells Fargo Advisors wirehouseSouthstate Advisory, Inc. otherOtherDec 22, 2015Nov 28, 2017 (707 d)
Steven F WicklineAmundi Pioneer Institutional Asset Management, Inc. otherSouthstate Advisory, Inc. otherOtherFeb 25, 2014Jan 14, 2025 (3976 d)
Richard Joseph LindenWells Fargo Advisors wirehouseSouthstate Advisory, Inc. institutionalOtherJan 13, 2014Feb 3, 2020 (2212 d)
Frederick Kendall DutcherFinancial Telesis, Inc. otherSouthstate Advisory, Inc. no RAUMOtherOct 28, 2009Sep 20, 2010 (327 d)
Scott SoenenWells Fargo Advisors wirehouseSouthstate Advisory, Inc. no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Aug 31, 2009Apr 29, 2010 (241 d)
Jon Peter AhrensAmerican Pensions, Inc. unclassifiedSouthstate Advisory, Inc. no RAUMOtherAug 20, 2009May 3, 2010 (256 d)
Robert Joseph SeidelSecurian Financial Services, Inc. otherSouthstate Advisory, Inc. no RAUMOtherMar 30, 2009May 3, 2010 (399 d)
William Lewis BarlowPlacemark Investments, Inc. otherSouthstate Advisory, Inc. otherOtherFeb 19, 2008Jan 15, 2025 (6175 d)
Rebecca Leigh PageSuntrust Investment Services, Inc. otherSouthstate Advisory, Inc. otherOtherMay 24, 2007Dec 21, 2023 (6055 d)
Robert Bolling FauntleroyFirst Market Bank Financial Guidance Group unclassifiedSouthstate Advisory, Inc. institutionalOtherNov 28, 2006Feb 23, 2019 (4470 d)
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18 moves match.