DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Baron Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joseph Daniel LasslettPlante Moran Financial Advisors independent RIABaron Wealth Management, LLC independent RIARIA to RIAJul 10, 2023Sep 13, 2023 (65 d)
Avery Elise RagatzkiPlante Moran Financial Advisors independent RIABaron Wealth Management, LLC independent RIARIA to RIASep 28, 2022Jan 23, 2023 (117 d)
Emily Lorraine ChludzinskiPlante Moran Financial Advisors independent RIABaron Wealth Management, LLC independent RIARIA to RIAJul 5, 2022Jul 13, 2022
Jeffrey Patrick PalleschiPlante Moran Financial Advisors independent RIABaron Wealth Management, LLC independent RIARIA to RIADec 16, 2019Jan 16, 2020 (31 d)
Sandra Marie KerrTriad Advisors, LLC otherBaron Wealth Management, LLC otherOtherJun 16, 2016Jun 23, 2016
Michael David ReedLjpr Financial Advisors otherBaron Wealth Management, LLC otherOtherNov 24, 2015Nov 19, 2015
Erik Olen KlumppMainstay Capital Management, LLC otherBaron Wealth Management, LLC otherOtherAug 3, 2012Sep 19, 2012 (47 d)
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7 moves match.