DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Stonex International Advisors Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gabriel Vallejo | LPL Financial LLC BD affiliated | Stonex International Advisors Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 18, 2023 | Sep 18, 2024 (275 d) |
| Juan Alvarado | Morgan Stanley wirehouse | Stonex International Advisors Inc independent RIA | Wirehouse to independent RIA | Jan 24, 2023 | Jan 18, 2023 |
| Josue A. Chavez | J.P. Morgan Securities LLC wirehouse | Stonex International Advisors Inc independent RIA | Wirehouse to independent RIA | Jan 4, 2023 | Apr 19, 2023 (105 d) |
| Jose Luis Gonzalez Narro | Edward Jones national BD | Stonex International Advisors Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 2, 2022 | Jul 7, 2022 (155 d) |
| Arnoldo Porras | Banorte Asset Management, Inc. independent RIA | Stonex International Advisors Inc independent RIA | RIA to RIA | Aug 15, 2020 | Jul 28, 2020 |
| Oscar Luis Santaella | Banorte Asset Management, Inc. independent RIA | Stonex International Advisors Inc independent RIA | RIA to RIA | Aug 15, 2020 | Jul 22, 2020 |
| German Ricardo Mora | Mora Capital Management, LLC independent RIA | Stonex International Advisors Inc independent RIA | RIA to RIA | Jun 28, 2019 | Jul 3, 2019 |
| Carlos Oleg Saitcevsky Guerrero | Wells Fargo Advisors wirehouse | Stonex International Advisors Inc independent RIA | Wirehouse to independent RIA | Apr 24, 2019 | May 28, 2019 (34 d) |
| Alejandro Garcia | Banorte Asset Management, Inc. no RAUM | Stonex International Advisors Inc independent RIA | Other | May 7, 2018 | May 15, 2020 (739 d) |
| Alberto Luna | UBS Financial Services Inc. wirehouse | Stonex International Advisors Inc independent RIA | Wirehouse to independent RIA | Apr 26, 2017 | Apr 27, 2017 |
| Alex Matar Agundis | Raymond James & Associates, Inc. national BD | Stonex International Advisors Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2016 | Jul 1, 2016 |
| Everardo Vidaurri | Bulltick Wealth Management, LLC other | Stonex International Advisors Inc independent RIA | Other | Sep 30, 2009 | Sep 22, 2010 (357 d) |
| Diego De La Lama | UBS International Inc. unclassified | Stonex International Advisors Inc independent RIA | Other | Apr 30, 2009 | Oct 14, 2010 (532 d) |
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13 moves match.