DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Fmsa
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Richard Brian Williamson | Acrylic Financial, Inc. independent RIA | Fmsa independent RIA | RIA to RIA | Jun 11, 2026 | Jun 15, 2026 |
| Jimmy Ray | Equitable Advisors, LLC national BD | Fmsa independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 7, 2025 | Oct 27, 2025 |
| Victoria Lynn Dickerson | Allstate Financial Advisors, LLC BD affiliated | Fmsa independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 18, 2025 | Mar 20, 2025 |
| Michael John Sloan | Portfolio Medics, LLC independent RIA | Fmsa independent RIA | RIA to RIA | Oct 29, 2024 | Mar 24, 2025 (146 d) |
| Mark Philip Cussen | Nightingale Advisors, LLC unclassified | Fmsa independent RIA | Other | Sep 15, 2023 | Jun 12, 2026 (1001 d) |
| Michael E Mcclimon | Gwn Securities Inc. BD affiliated | Fmsa independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2018 | Apr 18, 2019 (168 d) |
| David Wayne Varisco | Oxford Asset Management, LLC other | Fmsa other | Other | May 23, 2017 | May 23, 2017 |
| Brandon J Varisco | Oxford Asset Management, LLC other | Fmsa other | Other | May 23, 2017 | May 19, 2017 |
| Randy Gerard Hux | Brookstone Wealth Advisors, LLC other | Fmsa other | Other | Dec 7, 2016 | Jan 17, 2017 (41 d) |
| Tiffany Nichole Grayson-Tauzin | J.P. Morgan Securities LLC wirehouse | Fmsa other | Other | Oct 7, 2015 | Oct 8, 2015 |
| David William Vela | Oxford Asset Management, LLC other | Fmsa other | Other | Dec 3, 2012 | Jan 11, 2011 |
| Victor Scott Sonnier | Oxford Asset Management, LLC other | Fmsa other | Other | Dec 3, 2012 | Jan 11, 2011 |
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12 moves match.