DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Spartan Capital Private Wealth Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
William Esteban RomeroMML Investors Services, LLC BD affiliatedSpartan Capital Private Wealth Management LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserJun 10, 2025Mar 9, 2026 (272 d)
Theologos Stavros BasisLaidlaw Wealth Management LLC independent RIASpartan Capital Private Wealth Management LLC state registeredRIA to a state-registered adviserFeb 28, 2025Apr 16, 2025 (47 d)
Brandon Felix UlloaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSpartan Capital Private Wealth Management LLC state registeredWirehouse to a state-registered adviserJan 13, 2025Jan 21, 2025
Sara Miriam RosenbergMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSpartan Capital Private Wealth Management LLC state registeredWirehouse to a state-registered adviserJun 3, 2024May 21, 2024
Blake Lawrence WeltmannUBS Financial Services Inc. wirehouseSpartan Capital Private Wealth Management LLC state registeredWirehouse to a state-registered adviserApr 11, 2022Nov 28, 2023 (596 d)
Jean Pier SuarezMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSpartan Capital Private Wealth Management LLC state registeredWirehouse to a state-registered adviserOct 8, 2019Oct 25, 2019
John William RahoMillennial Advisers, LLC. independent RIASpartan Capital Private Wealth Management LLC state registeredRIA to a state-registered adviserMar 15, 2019May 1, 2019 (47 d)
Ross GladstoneMillennial Advisers, LLC. independent RIASpartan Capital Private Wealth Management LLC state registeredRIA to a state-registered adviserMar 11, 2019May 1, 2019 (51 d)
Shoug MaysonSantander Securities otherSpartan Capital Private Wealth Management LLC state registeredOtherAug 17, 2016Jul 12, 2018 (694 d)
Scott Douglas SamuelsAegis Capital Corp. otherSpartan Capital Private Wealth Management LLC state registeredOtherAug 10, 2016Jul 13, 2018 (702 d)
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10 moves match.