DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Windhaven Investment Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brendan Scott ColemanAmundi Pioneer Institutional Asset Management, Inc. otherWindhaven Investment Management, Inc. otherOtherMay 8, 2014Aug 18, 2015 (467 d)
Ashley Marie BrownWall Street Financial Group, Inc otherWindhaven Investment Management, Inc. otherOtherMay 10, 2012Jun 19, 2012 (40 d)
Stephen Joseph CucchiaroWindward Investment Management Inc unclassifiedWindhaven Investment Management, Inc. otherOtherNov 18, 2010Nov 10, 2010
Defred G Folts IIIWindward Investment Management Inc unclassifiedWindhaven Investment Management, Inc. otherOtherNov 18, 2010Nov 10, 2010
Charles David BrownWindward Investment Management Inc unclassifiedWindhaven Investment Management, Inc. otherOtherNov 18, 2010Nov 10, 2010
Louis Pyle CrosierWindward Investment Management Inc unclassifiedWindhaven Investment Management, Inc. otherOtherNov 18, 2010Nov 10, 2010
Susan E FarrisWindward Investment Management Inc unclassifiedWindhaven Investment Management, Inc. otherOtherNov 18, 2010Nov 10, 2010
Ross Norman RevenaughWindward Investment Management Inc unclassifiedWindhaven Investment Management, Inc. otherOtherNov 18, 2010Nov 10, 2010
Robert Edwin PhillipsWindward Investment Management Inc unclassifiedWindhaven Investment Management, Inc. otherOtherNov 18, 2010Nov 10, 2010
Charles Savage WillauerWindward Investment Management Inc unclassifiedWindhaven Investment Management, Inc. otherOtherNov 18, 2010Nov 10, 2010
Ashley Elizabeth KoedWindward Investment Management Inc unclassifiedWindhaven Investment Management, Inc. otherOtherNov 18, 2010Nov 10, 2010
Jonathan Scott StuartWindward Investment Management Inc unclassifiedWindhaven Investment Management, Inc. otherOtherNov 18, 2010Nov 10, 2010
Lawrence Laurent JulesWindward Investment Management Inc unclassifiedWindhaven Investment Management, Inc. otherOtherNov 18, 2010Nov 10, 2010
Caitlyn JurczakWindward Investment Management Inc unclassifiedWindhaven Investment Management, Inc. otherOtherNov 18, 2010Nov 10, 2010
Eric Lawrence BiegeleisenWindward Investment Management Inc unclassifiedWindhaven Investment Management, Inc. otherOtherNov 18, 2010Nov 10, 2010
Jeremy Scott GlennWindward Investment Management Inc unclassifiedWindhaven Investment Management, Inc. otherOtherNov 18, 2010Nov 10, 2010
Nicole Eileen CalabreseWindward Investment Management Inc unclassifiedWindhaven Investment Management, Inc. otherOtherNov 18, 2010Nov 10, 2010
John Vincent Mcmanmon IIIMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWindhaven Investment Management, Inc. otherOtherSep 8, 2004May 16, 2011 (2441 d)
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18 moves match.