DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Redwood Financial Network

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ryan BaileyJ.P. Morgan Securities LLC wirehouseRedwood Financial Network independent RIAWirehouse to independent RIAJan 4, 2022Jan 7, 2022
Anne-Catherine VinickasValic Financial Advisors, Inc. BD affiliatedRedwood Financial Network independent RIAAffiliated broker-dealer or bank to independent RIAOct 24, 2019Aug 5, 2026 (2477 d)
Gregory Paul BennerLPL Financial LLC independent RIARedwood Financial Network otherOtherFeb 4, 2019Feb 28, 2012
William Ward HopeStifel Independent Advisors, LLC otherRedwood Financial Network otherOtherAug 25, 2017Oct 19, 2017 (55 d)
Maurice E MillerCitizens Securities, Inc. otherRedwood Financial Network otherOtherApr 15, 2015Apr 28, 2015
Helen Waleta HartmanPnc Wealth Management otherRedwood Financial Network otherOtherDec 19, 2014Dec 19, 2014
Nathan Adam MaciejowskiMace Wealth Management, LLC unclassifiedRedwood Financial Network otherOtherSep 30, 2014Jun 25, 2014
Michael William BabbinU.S. Bancorp Investments, Inc. otherRedwood Financial Network otherOtherMay 2, 2013May 6, 2013
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8 moves match.