DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Xcel Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Chay Reinman Stewart | Ae Wealth Management, LLC BD affiliated | Xcel Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 18, 2024 | Jan 18, 2024 |
| Randall Andrew Beardsley | Truist Advisory Services, Inc. other | Xcel Wealth Management, LLC independent RIA | Other | Apr 24, 2017 | Jun 2, 2017 (39 d) |
| Jonathan Scott Xynidis | M Holdings Securities, Inc. other | Xcel Wealth Management, LLC independent RIA | Other | Oct 4, 2011 | Oct 22, 2019 (2940 d) |
| Erick Jose Raul Palacios | Ameriprise Financial Services, LLC national BD | Xcel Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 16, 2003 | Jan 2, 2015 (4218 d) |
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4 moves match.