DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Hufford Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael Lee ClaymanSchwab Wealth Advisory, Inc. otherHufford Advisors, LLC otherOtherFeb 10, 2014Feb 20, 2014
Matthew James RiceAdvice And Planning Services otherHufford Advisors, LLC otherOtherApr 12, 2013Oct 8, 2013 (179 d)
Dean Paul WeseliCharles Schwab & Co., Inc. national BDHufford Advisors, LLC otherOtherSep 18, 2012Oct 17, 2012
Robert Anthony ZiliakCharles Schwab & Co., Inc. national BDHufford Advisors, LLC otherOtherJun 7, 2012Aug 24, 2012 (78 d)
James Russell WrightWaddell & Reed otherHufford Advisors, LLC otherOtherDec 20, 2011Jan 13, 2012
Brenda Kay BaierHufford Financial Advisors, LLC unclassifiedHufford Advisors, LLC otherOtherNov 15, 2011Nov 15, 2011
Katherine Frokedal CollinsHufford Financial Advisors, LLC unclassifiedHufford Advisors, LLC otherOtherNov 15, 2011Nov 15, 2011
Eric James OusleyCharles Schwab & Co., Inc. national BDHufford Advisors, LLC otherOtherJun 15, 2009Oct 7, 2013 (1575 d)
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8 moves match.