DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Signature Investment Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian David Holmes | Signature Intelligent Portfolios, LLC independent RIA | Signature Investment Advisors, LLC independent RIA | RIA to RIA | Dec 31, 2025 | Jan 2, 2026 |
| James Richard Lull | Sanctuary Advisors, LLC BD affiliated | Signature Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 3, 2025 | Aug 25, 2025 (144 d) |
| Andrew Lin | Seia BD affiliated | Signature Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | Mar 30, 2021 |
| Alejandro Hirsch Marin | Fidelity Personal And Workplace Advisors BD affiliated | Signature Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 9, 2024 | Dec 18, 2024 (100 d) |
| Deron T Mccoy | Seia BD affiliated | Signature Investment Advisors, LLC no RAUM | Other | Apr 17, 2024 | May 11, 2012 |
| Jae Yu | Seia independent RIA | Signature Investment Advisors, LLC independent RIA | RIA to RIA | May 12, 2021 | May 12, 2021 |
| Briana Michelle Bowker | Osaic Wealth, Inc. BD affiliated | Signature Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 13, 2021 | Jan 13, 2021 |
| Ravin Kawailani Walters | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Signature Investment Advisors, LLC independent RIA | Wirehouse to independent RIA | Jun 11, 2020 | Oct 26, 2020 (137 d) |
| David Alexander Layten | Osaic Wealth, Inc. BD affiliated | Signature Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 18, 2020 | Jun 22, 2023 (1130 d) |
| Marc E Young | Osaic Wealth, Inc. BD affiliated | Signature Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 17, 2019 | Jun 7, 2019 |
| Rachel Lee Posner | Seia independent RIA | Signature Investment Advisors, LLC no RAUM | Other | Feb 23, 2018 | May 11, 2012 |
| Matthew Y Kim | Charles Schwab & Co., Inc. national BD | Signature Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 12, 2015 | Jan 1, 2025 (3338 d) |
| Matthew Allen Weed | Seia other | Signature Investment Advisors, LLC no RAUM | Other | Jun 1, 2015 | May 11, 2012 |
| Richard Campbell Johnston Nott | Seia other | Signature Investment Advisors, LLC no RAUM | Other | Jun 1, 2015 | May 11, 2012 |
| Hayley A Bates | Fim Group other | Signature Investment Advisors, LLC other | Other | May 28, 2015 | Jul 16, 2015 (49 d) |
| Chadwick Ryan Canine | Seia other | Signature Investment Advisors, LLC no RAUM | Other | Nov 17, 2014 | Mar 4, 2013 |
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16 moves match.