DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sandlapper Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Scott Michael Ozer | Financial West Group other | Sandlapper Wealth Management, LLC other | Other | Nov 6, 2013 | Nov 7, 2013 |
| Toni Lynn Sutherland | Independent Financial Group, LLC other | Sandlapper Wealth Management, LLC other | Other | Sep 10, 2013 | Sep 25, 2013 |
| Howard Davis | Financial West Group other | Sandlapper Wealth Management, LLC other | Other | Jul 26, 2013 | Aug 23, 2013 |
| James Michael Tuohey | Fmsi Advisers other | Sandlapper Wealth Management, LLC no RAUM | Other | Sep 25, 2012 | Oct 30, 2012 (35 d) |
| Kimberly B Sparks | Fmsi Advisers other | Sandlapper Wealth Management, LLC no RAUM | Other | Jul 9, 2012 | Aug 3, 2012 |
| Steven Douglas Meahan | Pacific West Financial Consultants Inc other | Sandlapper Wealth Management, LLC no RAUM | Other | Jan 26, 2012 | Aug 3, 2012 (190 d) |
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6 moves match.