DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Vantage Point Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jill Elizabeth SmithOsaic Wealth, Inc. BD affiliatedVantage Point Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAJun 4, 2026Jun 12, 2026
Samuel John HolmAllstate Financial Advisors, LLC BD affiliatedVantage Point Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIANov 5, 2025Nov 11, 2025
William Joseph DavisWells Fargo Advisors wirehouseVantage Point Wealth Management independent RIAWirehouse to independent RIAApr 23, 2025Apr 29, 2025
Kimberly Jo BraleyWells Fargo Advisors wirehouseVantage Point Wealth Management independent RIAWirehouse to independent RIAApr 23, 2025Jan 8, 2026 (260 d)
Christopher J. PavekFeltl Advisors otherVantage Point Wealth Management independent RIAOtherJan 24, 2018Aug 28, 2019 (581 d)
Jon Richard OtternessAmeriprise Financial Services, LLC national BDVantage Point Wealth Management otherOtherDec 11, 2017Feb 2, 2018 (53 d)
Michael PikkarainenLPL Financial LLC otherVantage Point Wealth Management otherOtherJan 25, 2016May 9, 2014
Jon Kipling JohansenLPL Financial LLC otherVantage Point Wealth Management otherOtherOct 28, 2015Jan 29, 2014
Patrick Linn WightLPL Financial LLC otherVantage Point Wealth Management otherOtherOct 28, 2015Jan 14, 2014
Lauren GriggsLPL Financial LLC otherVantage Point Wealth Management otherOtherOct 28, 2015Jan 24, 2014
Erik JohnsonLPL Financial LLC otherVantage Point Wealth Management otherOtherOct 10, 2014Jun 30, 2014
James Patrick BortolussiAmeriprise Financial Services, LLC national BDVantage Point Wealth Management otherOtherApr 3, 2014Apr 23, 2014
Michael Lawrence SimonichPrivate Advisor Group, LLC otherVantage Point Wealth Management otherOtherDec 31, 2013Jan 14, 2014
Kong Meng LeeValic Financial Advisors, Inc. otherVantage Point Wealth Management otherOtherJun 21, 2012Jan 24, 2014 (582 d)
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14 moves match.