DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Hobart Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joshua Michael PohlEp Wealth Advisors independent RIAHobart Wealth independent RIARIA to RIAAug 27, 2025Sep 5, 2025
Patrick Gerard SchultzNeuberger Berman Bd LLC no RAUMHobart Wealth independent RIAOtherAug 15, 2024Sep 5, 2024
Charles H RandallRBC Capital Markets, LLC national BDHobart Wealth independent RIAAffiliated broker-dealer or bank to independent RIAJun 17, 2024Nov 3, 2025 (504 d)
Nicholas AdkinsRaymond James Financial Services Advisors, Inc BD affiliatedHobart Wealth independent RIAAffiliated broker-dealer or bank to independent RIAMay 12, 2023May 18, 2023
Robert BartonPruco Securities, LLC BD affiliatedHobart Wealth independent RIAAffiliated broker-dealer or bank to independent RIAApr 28, 2023May 16, 2023
Matthew Charles MaiersRaymond James Financial Services Advisors, Inc BD affiliatedHobart Wealth independent RIAAffiliated broker-dealer or bank to independent RIAApr 29, 2019Jun 6, 2019 (38 d)
Thomas Ray HamiltonPnc Wealth Management BD affiliatedHobart Wealth independent RIAAffiliated broker-dealer or bank to independent RIAAug 17, 2018Feb 5, 2019 (172 d)
Michael P. LacyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHobart Wealth independent RIAWirehouse to independent RIAAug 2, 2018Aug 17, 2018
Karen Meyer HollandGlobal Financial Private Capital, Inc. otherHobart Wealth otherOtherFeb 14, 2018Feb 15, 2018
Christopher Scott HobartGlobal Financial Private Capital, Inc. otherHobart Wealth otherOtherJan 25, 2018Sep 5, 2013
Corey Scott SunstromGlobal Financial Private Capital, Inc. otherHobart Wealth otherOtherNov 30, 2017Feb 6, 2015
Steven Andrew GreerGlobal Financial Private Capital, Inc. otherHobart Wealth otherOtherNov 29, 2017Sep 5, 2013
John Wallace TonissenGlobal Financial Private Capital, Inc. otherHobart Wealth otherOtherNov 29, 2017Apr 4, 2016
David Scott WeltonGlobal Financial Private Capital, Inc. otherHobart Wealth otherOtherNov 29, 2017Apr 4, 2016
John Hanby FoardGlobal Financial Private Capital, Inc. otherHobart Wealth otherOtherSep 16, 2016Jan 27, 2015
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15 moves match.