DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ibex Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cheryl Joan Andrew | Transcend Capital Advisors, LLC independent RIA | Ibex Wealth Advisors, LLC independent RIA | RIA to RIA | Jan 24, 2025 | Jan 30, 2025 |
| Melinda B Gaertner | Precision Financial Services independent RIA | Ibex Wealth Advisors, LLC independent RIA | RIA to RIA | Sep 11, 2018 | Nov 14, 2018 (64 d) |
| Philip Francis Rongo | Round Valley Wealth Management unclassified | Ibex Wealth Advisors, LLC no RAUM | Other | Jun 26, 2014 | Jan 17, 2014 |
| James John Varaklis | James J. Varaklis & Company, Inc. unclassified | Ibex Wealth Advisors, LLC no RAUM | Other | Jun 26, 2014 | Jan 17, 2014 |
| Annu Mccarthy | Morgan Stanley wirehouse | Ibex Wealth Advisors, LLC other | Other | Feb 16, 2012 | Jan 11, 2018 (2156 d) |
| Steven Thomas Mcgovern | Morristown Financial Group, Llp unclassified | Ibex Wealth Advisors, LLC no RAUM | Other | Jun 30, 2009 | Jan 17, 2014 (1662 d) |
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6 moves match.