DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wealth Teams Alliance
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Keith Conley | On Investment Management Co BD affiliated | Wealth Teams Alliance independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2023 | Jan 3, 2024 |
| Jonathon Paul Soucier | Park Avenue Securities LLC BD affiliated | Wealth Teams Alliance independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 9, 2020 | Jan 1, 2025 (1667 d) |
| Joshua Oronce | Park Avenue Securities LLC BD affiliated | Wealth Teams Alliance independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2020 | Jul 30, 2021 (422 d) |
| Michael Paul Bennitt | Securities America Advisors, Inc. BD affiliated | Wealth Teams Alliance independent RIA | Affiliated broker-dealer or bank to independent RIA | May 24, 2019 | Jun 18, 2019 |
| Guy Eugene Baker | Tax Efficient Asset Management Solution, Inc. mixed wealth | Wealth Teams Alliance independent RIA | RIA to RIA | Apr 9, 2019 | Jan 25, 2017 |
| Renee Grace Faison | Woodbury Financial Services, Inc. other | Wealth Teams Alliance independent RIA | Other | Jul 17, 2017 | Aug 1, 2017 |
| Michael Dean Taylor | Vestory, LLC other | Wealth Teams Alliance independent RIA | Other | Jul 7, 2016 | Dec 5, 2024 (3073 d) |
| Dane Andrew Petchul | Signature Resources Capital Management, LLC other | Wealth Teams Alliance independent RIA | Other | Oct 6, 2015 | Oct 15, 2015 |
| Michael Francis Alongi | Signature Resources Capital Management, LLC other | Wealth Teams Alliance independent RIA | Other | Oct 6, 2015 | Jan 5, 2026 (3744 d) |
| David Thomas Carson | Equitable Advisors, LLC national BD | Wealth Teams Alliance independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2015 | Jun 30, 2015 |
| James Henry Morgan | Cetera Advisor Networks LLC other | Wealth Teams Alliance independent RIA | Other | Sep 16, 2014 | Sep 12, 2014 |
| Jae Seon Lee | Alphastar Capital Management other | Wealth Teams Alliance independent RIA | Other | Sep 3, 2014 | Aug 9, 2018 (1436 d) |
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12 moves match.