DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Schechter Investment Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Adam BlockiLPL Financial LLC BD affiliatedSchechter Investment Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 8, 2023Jun 12, 2023
Paul Robert WehnerCoe Capital Management, LLC independent RIASchechter Investment Advisors, LLC independent RIARIA to RIAOct 29, 2021Jan 19, 2022 (82 d)
Ann Marie SandquistLido independent RIASchechter Investment Advisors, LLC independent RIARIA to RIAJun 11, 2021Jan 14, 2022 (217 d)
Michael Brian SchoffmanRetirement Planners Of America independent RIASchechter Investment Advisors, LLC independent RIARIA to RIAFeb 18, 2021Mar 17, 2021
Harvey Alan SlaughterVia Global Advisors LLC independent RIASchechter Investment Advisors, LLC independent RIARIA to RIANov 1, 2020Nov 23, 2020
Brian John MackeyRwa Wealth Partners independent RIASchechter Investment Advisors, LLC independent RIARIA to RIAJul 1, 2020Jun 9, 2025 (1804 d)
Wade Robert HoagCaptrust Wealth Advisors independent RIASchechter Investment Advisors, LLC independent RIARIA to RIAJun 2, 2020Jun 18, 2020
Colin Coyle SteinbergMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSchechter Investment Advisors, LLC independent RIAWirehouse to independent RIAMar 22, 2019Apr 17, 2019
Anthony Jacob ChisolmRaymond James & Associates, Inc. national BDSchechter Investment Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 22, 2019Feb 28, 2020 (343 d)
Prasad MohanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSchechter Investment Advisors, LLC independent RIAWirehouse to independent RIAJun 19, 2018Jul 17, 2018
Brandon Scott TutakNorthwestern Mutual Investment Services,LLC no RAUMSchechter Investment Advisors, LLC otherOtherMay 9, 2017Oct 25, 2017 (169 d)
Demetrius Marcelle EdwardsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSchechter Investment Advisors, LLC otherOtherFeb 27, 2017Jun 7, 2017 (100 d)
Alexander Lloyd MartinTrustee Empowerment & Protection, Inc. otherSchechter Investment Advisors, LLC otherOtherDec 23, 2016Dec 12, 2017 (354 d)
Aaron John HodariNfp Advisor Services, LLC otherSchechter Investment Advisors, LLC otherOtherJun 12, 2014Feb 11, 2014
Kevin Matthew BeauchampEaton Vance Management otherSchechter Investment Advisors, LLC otherOtherMay 7, 2014Sep 8, 2014 (124 d)
Bernard Steven KentTelemus Capital, LLC otherSchechter Investment Advisors, LLC no RAUMOtherJan 3, 2014Jan 3, 2014
John Edward SteinTelemus Capital, LLC otherSchechter Investment Advisors, LLC no RAUMOtherJan 3, 2014Jan 3, 2014
Page 1 of 1
17 moves match.