DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Financial Partners, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Gregory A MyersMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFinancial Partners, LLC independent RIAWirehouse to independent RIAFeb 8, 2024Mar 8, 2024
Peter Denis MurphyUnited Planners' Financial Services Of America A Limited Partner otherFinancial Partners, LLC otherOtherSep 30, 2016Oct 24, 2016
Christopher Paul PrienPnc Managed Account Solutions, Inc. otherFinancial Partners, LLC otherOtherMay 4, 2015May 4, 2015
William R. DouglasEquitable Advisors, LLC national BDFinancial Partners, LLC otherOtherAug 5, 2014Aug 7, 2014
David George RisserMorgan Stanley wirehouseFinancial Partners, LLC otherOtherMar 5, 2010Apr 2, 2014 (1489 d)
Gonzalo RufattMorgan Stanley wirehouseFinancial Partners, LLC otherOtherMar 5, 2010Mar 31, 2014 (1487 d)
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6 moves match.