DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Fluent Financial, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Matthew Thomas PenceFisher Investments independent RIAFluent Financial, LLC independent RIARIA to RIAMay 9, 2024Dec 1, 2024 (206 d)
Dillon KanhalikhamCx Institutional, LLC independent RIAFluent Financial, LLC independent RIARIA to RIASep 7, 2023Jan 23, 2024 (138 d)
Braden Seth SchaffnerWells Fargo Advisors wirehouseFluent Financial, LLC independent RIAWirehouse to independent RIAMar 30, 2021May 4, 2021 (35 d)
Michael James BaerFisher Investments independent RIAFluent Financial, LLC independent RIARIA to RIAJun 10, 2020Aug 17, 2021 (433 d)
Tabitha Ann GarreffaFirst Command Advisory Services otherFluent Financial, LLC otherOtherApr 26, 2017May 24, 2017
Amy Suzanne NelsonLPL Financial LLC otherFluent Financial, LLC no RAUMOtherJun 5, 2015Jan 6, 2014
Mitchell Steven KramerLPL Financial LLC otherFluent Financial, LLC no RAUMOtherJun 3, 2014Jan 6, 2014
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7 moves match.