DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Harbor Ithaka
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alberto Batista | Welcy Capital Advisors LLC other | Harbor Ithaka other | Other | Jul 5, 2017 | Aug 15, 2017 (41 d) |
| Beatriz C Romero | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Harbor Ithaka other | Other | Feb 10, 2017 | Dec 6, 2017 (299 d) |
| Erik Luis Halvorssen Villegas | Cgis Advisors LLC no RAUM | Harbor Ithaka other | Other | Nov 30, 2016 | Jan 30, 2017 (61 d) |
| Julio Cesar Canas | Efc Capital Management, LLC unclassified | Harbor Ithaka other | Other | Dec 31, 2014 | May 22, 2015 (142 d) |
| Javier Alberto Loreto | Bolton Global Asset Management other | Harbor Ithaka no RAUM | Other | Oct 2, 2014 | Jan 21, 2015 (111 d) |
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5 moves match.