DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Millennial Advisers, LLC.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John Walter RiccioLadenburg Thalmann Asset Management Inc mixed wealthMillennial Advisers, LLC. independent RIARIA to RIAApr 26, 2024Feb 24, 2025 (304 d)
Michelle Denise ThomasWbb Securities, LLC state registeredMillennial Advisers, LLC. independent RIAOtherOct 3, 2022Mar 17, 2020
Scott A JohnsonMorgan Stanley wirehouseMillennial Advisers, LLC. independent RIAWirehouse to independent RIAJun 8, 2021May 25, 2021
Eric Allen SamsWbb Securities, LLC state registeredMillennial Advisers, LLC. independent RIAOtherJul 15, 2020Mar 26, 2020
David Stewart SilbergAegis Capital Corp. BD affiliatedMillennial Advisers, LLC. independent RIAAffiliated broker-dealer or bank to independent RIAAug 16, 2018Jul 20, 2018
Darrell R BeahonConcourse Financial Group Advisors BD affiliatedMillennial Advisers, LLC. independent RIAAffiliated broker-dealer or bank to independent RIAJul 24, 2018Aug 29, 2018 (36 d)
Ross GladstoneSpirit Of America Management Corp asset managerMillennial Advisers, LLC. independent RIAOtherJul 5, 2018Jul 3, 2018
Thomas Edwards GrimmLaidlaw Wealth Management LLC independent RIAMillennial Advisers, LLC. independent RIARIA to RIAMar 15, 2018Mar 9, 2018
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8 moves match.