DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Twelve Points Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
William George KoshivasMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseTwelve Points Wealth Management mixed wealthWirehouse to independent RIAMar 18, 2025Mar 27, 2025
Joel Douglas FearonMorgan Stanley wirehouseTwelve Points Wealth Management mixed wealthWirehouse to independent RIAApr 11, 2024Nov 13, 2024 (216 d)
Robert Philip NataleVista Way Advisors state registeredTwelve Points Wealth Management mixed wealthOtherJul 24, 2023Jul 28, 2025 (735 d)
John David GentryAsset Strategy Advisors, LLC mixed wealthTwelve Points Wealth Management mixed wealthRIA to RIAMay 18, 2023Jun 2, 2023
Neil Joseph TremblayOnedigital institutionalTwelve Points Wealth Management mixed wealthOtherApr 3, 2023Dec 24, 2024 (631 d)
Joseph Paul MontanaCetera Advisors LLC BD affiliatedTwelve Points Wealth Management mixed wealthAffiliated broker-dealer or bank to independent RIAMar 29, 2022May 22, 2025 (1150 d)
Jeffrey Stuart KingCitizens Securities, Inc. BD affiliatedTwelve Points Wealth Management mixed wealthAffiliated broker-dealer or bank to independent RIAOct 18, 2021Dec 7, 2021 (50 d)
Andrew McgillPark Avenue Securities LLC BD affiliatedTwelve Points Wealth Management mixed wealthAffiliated broker-dealer or bank to independent RIAOct 11, 2021Oct 25, 2021
Stephen John BrunoMeasured Wealth Private Client Group, LLC independent RIATwelve Points Wealth Management mixed wealthRIA to RIAJun 29, 2021Jul 3, 2025 (1465 d)
Deborah North CartisserNorth American Management Corp independent RIATwelve Points Wealth Management mixed wealthRIA to RIAMay 31, 2019Jun 2, 2020 (368 d)
Christopher Alan CahillShepherd Kaplan LLC otherTwelve Points Wealth Management otherOtherApr 8, 2016Jan 20, 2016
David Matthew ClaymanMorgan Stanley wirehouseTwelve Points Wealth Management otherOtherJun 2, 2014Jul 21, 2014 (49 d)
Francesca Eileen FedericoMorgan Stanley wirehouseTwelve Points Wealth Management otherOtherJun 2, 2014Jul 15, 2014 (43 d)
Emanuel Nmn FrangiadakisMorgan Stanley wirehouseTwelve Points Wealth Management otherOtherNov 26, 2013May 5, 2014 (160 d)
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14 moves match.