DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Capital Point Financial Group, Ltd.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John Michael SelzerLPL Financial LLC BD affiliatedCapital Point Financial Group, Ltd. independent RIAAffiliated broker-dealer or bank to independent RIADec 26, 2023Sep 17, 2014
Casey W MossOneamerica Securities, Inc. BD affiliatedCapital Point Financial Group, Ltd. independent RIAAffiliated broker-dealer or bank to independent RIAAug 20, 2021Jan 27, 2022 (160 d)
David William ChadwickHancock Whitney Investment Services Inc. BD affiliatedCapital Point Financial Group, Ltd. independent RIAAffiliated broker-dealer or bank to independent RIAJun 8, 2018Aug 29, 2018 (82 d)
Patrick GillLevel Four Advisory Services otherCapital Point Financial Group, Ltd. independent RIAOtherMar 23, 2017Jan 3, 2017
Martin John FogartyLPL Financial LLC otherCapital Point Financial Group, Ltd. independent RIAOtherAug 16, 2016Sep 8, 2017 (388 d)
Matthew John FountainGaines Financial Group otherCapital Point Financial Group, Ltd. independent RIAOtherJul 1, 2016Jun 17, 2016
David Scott HogaboomColumbia Management Investment Advisers, LLC otherCapital Point Financial Group, Ltd. independent RIAOtherAug 18, 2010Nov 14, 2018 (3010 d)
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7 moves match.