DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Bedrock Investment Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ali El SayedBankers Life Advisory Services, Inc. BD affiliatedBedrock Investment Advisors independent RIAAffiliated broker-dealer or bank to independent RIAAug 10, 2023Oct 16, 2023 (67 d)
Stuart Mathew HunsickerFirst Advisors National, LLC independent RIABedrock Investment Advisors independent RIARIA to RIAMay 4, 2023Mar 13, 2023
Larry Mckinley HalesGradient Advisors, LLC independent RIABedrock Investment Advisors independent RIARIA to RIAJun 13, 2022Apr 24, 2023 (315 d)
Michele L HerzbergUsaa Investment Services Company BD affiliatedBedrock Investment Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJul 17, 2019Aug 24, 2020 (404 d)
Dennis James SnoozyForesters Advisory Services, LLC BD affiliatedBedrock Investment Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJan 3, 2019Apr 7, 2020 (460 d)
Danny Eugene WardPlanmember Securities Corporation otherBedrock Investment Advisors independent RIAOtherOct 19, 2017Nov 6, 2017
Jerad SorgenfreiTransamerica Financial Advisors, LLC otherBedrock Investment Advisors otherOtherJul 22, 2015Jun 25, 2015
Bart Anthony SpachekCreativeone Securities, LLC otherBedrock Investment Advisors otherOtherDec 31, 2014Jan 6, 2015
Todd Robert CarmackBfc Planning, Inc. otherBedrock Investment Advisors otherOtherNov 7, 2014Nov 4, 2014
Jeffrey Stuart BoettcherBfc Planning, Inc. otherBedrock Investment Advisors otherOtherNov 6, 2014Nov 4, 2014
Martin Derrick JenkinsGunnallen Financial, Inc unclassifiedBedrock Investment Advisors independent RIAOtherAug 14, 2007Feb 13, 2024 (6027 d)
Mark Philip CussenNext Financial Group, Inc. otherBedrock Investment Advisors independent RIAOtherMay 10, 2004Apr 7, 2020 (5811 d)
Aaron Lawrence SteeleBanc Of America Investment Services, Inc. unclassifiedBedrock Investment Advisors otherOtherMay 10, 2004Jan 23, 2017 (4641 d)
Page 1 of 1
13 moves match.