DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Oak Harvest Investment Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Heather Renee HofstetterAngeles Wealth Management, LLC independent RIAOak Harvest Investment Services independent RIARIA to RIASep 15, 2026Aug 26, 2026
Tatum Isabella ArtherMML Investors Services, LLC BD affiliatedOak Harvest Investment Services independent RIAAffiliated broker-dealer or bank to independent RIAMay 6, 2026Sep 1, 2026 (118 d)
Marcel John KelleyAe Wealth Management, LLC BD affiliatedOak Harvest Investment Services independent RIAAffiliated broker-dealer or bank to independent RIAJan 2, 2024Jan 19, 2024
Tavis Gannon ParkersonNewedge Advisors BD affiliatedOak Harvest Investment Services independent RIAAffiliated broker-dealer or bank to independent RIAAug 14, 2023Sep 26, 2023 (43 d)
Janice Jacqueline WhittenIntrua Financial independent RIAOak Harvest Investment Services independent RIARIA to RIAJun 6, 2023May 24, 2023
Eric Luan-Trong NguyenFidelity Personal And Workplace Advisors BD affiliatedOak Harvest Investment Services independent RIAAffiliated broker-dealer or bank to independent RIAMar 16, 2023Apr 5, 2023
John Lucas VaclavikMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOak Harvest Investment Services independent RIAWirehouse to independent RIAJan 9, 2023Jan 27, 2023
Dustin HumrichMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOak Harvest Investment Services independent RIAWirehouse to independent RIAFeb 8, 2022Mar 7, 2022
Amy Michele ZamikovskyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOak Harvest Investment Services independent RIAWirehouse to independent RIADec 15, 2021Feb 25, 2022 (72 d)
Anna V DashkevichMML Investors Services, LLC BD affiliatedOak Harvest Investment Services independent RIAAffiliated broker-dealer or bank to independent RIADec 6, 2021Dec 16, 2021
Karen SotallaroAsset Management Advisors Inc independent RIAOak Harvest Investment Services independent RIARIA to RIAAug 25, 2021Jun 2, 2021
Chad Lee SchneiderHodos Wealth Group, LLC state registeredOak Harvest Investment Services independent RIAOtherFeb 24, 2021Oct 26, 2021 (244 d)
Edward J RossiE*Trade Capital Management, LLC independent RIAOak Harvest Investment Services independent RIARIA to RIAJan 28, 2020Feb 25, 2020
Jennifer ZittelNext Financial Group, Inc. BD affiliatedOak Harvest Investment Services independent RIAAffiliated broker-dealer or bank to independent RIAJan 24, 2020Apr 14, 2021 (446 d)
Michael StuartFidelity Personal And Workplace Advisors BD affiliatedOak Harvest Investment Services independent RIAAffiliated broker-dealer or bank to independent RIAMar 18, 2019Dec 14, 2023 (1732 d)
Christopher PerrasMosaic Advisors otherOak Harvest Investment Services independent RIAOtherOct 19, 2017Apr 4, 2018 (167 d)
Jared D KenneyFsc Securities Corporation otherOak Harvest Investment Services independent RIAOtherApr 13, 2017Apr 13, 2017
Charles David ScavonePatriot Wealth Management, Inc. otherOak Harvest Investment Services independent RIAOtherJun 13, 2013Jan 27, 2023 (3515 d)
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18 moves match.