DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at The Clarius Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Molly Miller Walters | Canterbury Consulting Incorporated mixed wealth | The Clarius Group, LLC independent RIA | RIA to RIA | Apr 17, 2025 | May 19, 2025 (32 d) |
| Stephanie Mavis D'Ippolito | Freestone Capital Management, LLC independent RIA | The Clarius Group, LLC independent RIA | RIA to RIA | Jul 1, 2024 | Nov 8, 2024 (130 d) |
| William Steven Shack | Charles Schwab & Co., Inc. national BD | The Clarius Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 26, 2023 | Nov 30, 2023 (65 d) |
| Nina Jeanne Rose | Advice And Planning Services BD affiliated | The Clarius Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 20, 2023 | May 12, 2023 |
| Maria Sabina Siwek | Lnw independent RIA | The Clarius Group, LLC independent RIA | RIA to RIA | Oct 11, 2022 | Oct 6, 2022 |
| Betsy Joann Cole | Highland Private Wealth Management independent RIA | The Clarius Group, LLC independent RIA | RIA to RIA | Nov 19, 2021 | Dec 12, 2021 |
| Anthony Joseph Sibley | Morgan Stanley wirehouse | The Clarius Group, LLC independent RIA | Wirehouse to independent RIA | Nov 15, 2021 | Nov 9, 2021 |
| Jeffrey Taylor Pierce | Fisher Investments independent RIA | The Clarius Group, LLC independent RIA | RIA to RIA | Nov 4, 2021 | Nov 23, 2021 |
| Joseph Norman Levesque | Lnw independent RIA | The Clarius Group, LLC independent RIA | RIA to RIA | Aug 30, 2021 | Jul 18, 2021 |
| George Robert Lane | Joslin Capital Advisors LLC independent RIA | The Clarius Group, LLC independent RIA | RIA to RIA | Aug 27, 2021 | Jan 11, 2022 (137 d) |
| Michael David Martin | Pathstone independent RIA | The Clarius Group, LLC independent RIA | RIA to RIA | Jan 25, 2021 | Jan 31, 2021 |
| Keith Randolph Vernon | Bristlecone Advisors LLC other | The Clarius Group, LLC no RAUM | Other | Mar 31, 2015 | Apr 10, 2015 |
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12 moves match.