DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Key Capital Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Zachary Hyche | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Key Capital Management, Inc. independent RIA | Wirehouse to independent RIA | Mar 24, 2026 | Mar 26, 2026 |
| Jordan Bryce Zuger | Equitable Advisors, LLC national BD | Key Capital Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 8, 2025 | Dec 9, 2025 |
| Keith Casiano | Empower Advisory Group, LLC BD affiliated | Key Capital Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2025 | Nov 19, 2025 |
| Jacob Wayne Harrison | LPL Enterprise, LLC no RAUM | Key Capital Management, Inc. independent RIA | Other | Feb 14, 2025 | Jan 1, 2026 (321 d) |
| Charles Richard Rey | Corient independent RIA | Key Capital Management, Inc. independent RIA | RIA to RIA | Nov 22, 2024 | Jun 5, 2025 (195 d) |
| Andrew Harrison | Cetera Investment Advisers LLC BD affiliated | Key Capital Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 23, 2024 | May 20, 2024 |
| Joseph Jackson Weeks | Cetera Investment Advisers LLC BD affiliated | Key Capital Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 27, 2024 | Mar 8, 2024 |
| Spencer David Ader | Foundations Investment Advisors LLC independent RIA | Key Capital Management, Inc. independent RIA | RIA to RIA | Dec 12, 2022 | Jan 2, 2023 |
| Matthew Bird Malone | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Key Capital Management, Inc. independent RIA | Wirehouse to independent RIA | Mar 26, 2021 | May 25, 2022 (425 d) |
| William Daniel Prestage | Wfg Advisors, LP other | Key Capital Management, Inc. independent RIA | Other | Jul 14, 2016 | Feb 11, 2015 |
| Wesley Price Wood | Wfg Advisors, LP other | Key Capital Management, Inc. independent RIA | Other | May 20, 2016 | Apr 13, 2015 |
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11 moves match.